Job Summary
The Associate will be responsible for carrying out daily operations within the transfer agency sector, focusing on investor onboarding, conducting AML/KYC assessments, and processing payments while ensuring investor records are meticulously maintained. This individual will serve as a liaison for both internal teams and clients, addressing operational challenges and ensuring compliance with established service-level agreements.
Responsibilities
- Perform daily transfer agency operations including investor onboarding and payment processing.
- Conduct AML/KYC reviews to ensure compliance with regulatory standards.
- Maintain accurate and detailed records of investor information.
- Serve as a point of contact for internal stakeholders and clients to resolve operational issues.
- Ensure adherence to service-level agreements in all operational activities.
Qualifications
- Bachelor’s degree is required.
- A minimum of 3 years of relevant experience in transfer agency or investor services within a regulated financial environment.
- In-depth knowledge of AML/CFT regulations and data control procedures.
- Ability to work autonomously in a fast-paced, deadline-oriented environment.
