Job Summary
The Wealth Advisor builds lasting relationships with an established group of clients and expands the practice by earning referrals. Working with an in-house team of specialists, the advisor serves as a fiduciary, identifies clients’ financial needs, and recommends appropriate solutions. The role also requires careful attention to applicable compliance and regulatory standards.
Responsibilities
- Strengthen and maintain relationships with existing clients.
- Grow the practice through client referrals.
- Assess client needs and develop suitable financial recommendations in a fiduciary capacity.
- Collaborate with the firm’s in-house experts to support client needs.
- Follow relevant compliance requirements and regulatory standards.
Qualifications
- Bachelor’s degree.
- Seven to ten years of relevant experience in financial planning or investment management.
- Certified Financial Planner (CFP) designation or an equivalent certification.
- Series 65 license.
