The Director will be responsible for managing securities regulation and licensing functions to ensure alignment with industry standards within the organization. This role involves overseeing regulatory obligations and offering strategic advice to enhance the firm’s wholesale distribution activities. Ideal candidates will have significant expertise in securities regulation and licensing within the financial services industry. Strong leadership skills and a comprehensive knowledge of broker-dealer regulatory frameworks are essential for success in this position.
Lincoln Financial provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.
