Radnor, Pennsylvania, 19087
Job description
The Director will be responsible for managing securities regulation and licensing functions to ensure alignment with industry standards within the organization. This role involves overseeing regulatory obligations and offering strategic advice to enhance the firm’s wholesale distribution activities. Ideal candidates will have significant expertise in securities regulation and licensing within the financial services industry. Strong leadership skills and a comprehensive knowledge of broker-dealer regulatory frameworks are essential for success in this position.
STEMHUNTER is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex (including pregnancy, sexual orientation, gender identity, and gender expression), national origin, age, disability, genetic information, veteran status, or any other status protected by applicable federal, state, or local law. We comply with all applicable equal employment opportunity and affirmative action regulations.
