**Financial Advisor**
The Financial Advisor offers tailored investment guidance to clients by assessing their financial conditions and suggesting appropriate products to help achieve their objectives. This role involves actively developing new business opportunities, managing client documentation, and adhering to FINRA and banking regulations to ensure compliance. Applicants should possess prior experience in the securities industry and maintain valid FINRA Series 7, 63, and 65 or 66 licenses. A high school diploma or GED is essential, while a bachelor’s degree is preferred. Additionally, candidates should hold a California life, health, and disability insurance license.
Tri Counties Bank provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.
