Job Summary
The Associate will be responsible for carrying out daily operations within the transfer agency sector, focusing on investor onboarding, conducting AML/KYC assessments, and processing payments while ensuring investor records are meticulously maintained. This individual will serve as a liaison for both internal teams and clients, addressing operational challenges and ensuring compliance with established service-level agreements.
Responsibilities
- Perform daily transfer agency operations including investor onboarding and payment processing.
- Conduct AML/KYC reviews to ensure compliance with regulatory standards.
- Maintain accurate and detailed records of investor information.
- Serve as a point of contact for internal stakeholders and clients to resolve operational issues.
- Ensure adherence to service-level agreements in all operational activities.
Qualifications
- Bachelor’s degree is required.
- A minimum of 3 years of relevant experience in transfer agency or investor services within a regulated financial environment.
- In-depth knowledge of AML/CFT regulations and data control procedures.
- Ability to work autonomously in a fast-paced, deadline-oriented environment.
Alchelyst provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.
