Job Summary
This position entails the supervision of daily transfer agency functionalities, including anti-money laundering (AML) and know your customer (KYC) compliance, reconciliations, reporting, and mitigation of operational risks. The role involves leading the investor services team, nurturing client and stakeholder relationships, and ensuring readiness for audits and enhancements in processes.
Responsibilities
- Manage the daily operations of the transfer agency, ensuring compliance with AML/KYC rules.
- Oversee reconciliations and reporting functions to maintain accuracy and timeliness in service delivery.
- Lead and develop the investor services team, providing guidance and support.
- Foster and maintain strong relationships with clients and stakeholders.
- Drive improvements in processes and ensure the team is prepared for audits.
Qualifications
- Bachelor’s degree or an equivalent qualification.
- Over 8 years of experience in transfer agency or investor services, with at least 2 years in a supervisory or leadership capacity.
- In-depth operational knowledge and understanding of AML/CFT regulations.
- Experience with transfer agency platforms and operational controls.
- Strong prioritization skills and effective communication capabilities with clients and senior stakeholders.
Alchelyst provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.
