Paradise Valley, Arizona, 85253
Job description
**Senior Registered Advisor Support Associate**
The Senior Registered Advisor Support Associate acts as the main client service collaborator for senior Financial Advisors, overseeing intricate account management for affluent households. Key responsibilities involve executing trades for securities, ensuring adherence to regulatory standards, and providing guidance to junior team members to uphold exceptional service levels. Applicants should possess at least eight years of experience within an advisory or brokerage setting and must have active FINRA Series 7 and Series 63 or 66 licenses. A thorough understanding of investment operations and brokerage accounts, along with the capacity to independently manage a high volume of client relationships, is essential.
STEMHUNTER is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex (including pregnancy, sexual orientation, gender identity, and gender expression), national origin, age, disability, genetic information, veteran status, or any other status protected by applicable federal, state, or local law. We comply with all applicable equal employment opportunity and affirmative action regulations.
