Job Summary
This position is responsible for delivering both administrative and operational assistance to Financial Advisors. The associate’s duties will encompass the preparation of financial plans, performing investment research, managing client appointments, processing transactions, and contributing to business development initiatives through internal and bank leads.
Responsibilities
- Support Financial Advisors by preparing financial plans and conducting thorough investment research.
- Manage client appointments and process various transactions efficiently.
- Assist in business development efforts, leveraging internal and bank-generated leads.
Qualifications
- A bachelor’s degree or equivalent experience is required.
- Possession of FINRA Series 7 and 66 licenses is necessary.
- Strong understanding of securities markets, brokerage accounts, and annuity products is essential.
- Proficiency in Microsoft Office and Salesforce is needed.
